Exe­cu­ti­ve Board of NEON EQUI­TY AG plans capi­tal increase from com­pa­ny funds by 10 per­cent and the issue of bonus shares

Publi­ca­ti­on of an insi­de infor­ma­ti­on pur­su­ant to Artic­le 17 of Regu­la­ti­on (EU) No. 596/2014

THE INFOR­MA­TI­ON CON­TAI­NED IN THIS DOCU­MENT IS NOT FOR PUBLI­CA­TI­ON OR DIS­TRI­BU­TI­ON, IN WHO­LE OR IN PART, IN, INTO, WITHIN OR FROM THE UNITED STA­TES OF AME­RI­CA OR ANY OTHER COUN­TRY WHE­RE SUCH PUBLI­CA­TI­ON OR DIS­TRI­BU­TI­ON WOULD BE IN VIO­LA­TI­ON OF THE RELE­VANT LEGAL REQUI­RE­MENTS OF THAT COUN­TRY.

Frankfurt/​Main, 27 March 2023

The Exe­cu­ti­ve Board of Neon Equi­ty AG (ISIN DE000A3DW408 — NEON”) has resol­ved today - sub­ject to the appr­oval of the Super­vi­so­ry Board - to pro­po­se to the Annu­al Gene­ral Mee­ting sche­du­led for May 10, 2023, the adop­ti­on of a reso­lu­ti­on on a capi­tal increase from com­pa­ny funds from EUR 40,050,100.00 by EUR 4,005,010.00 to EUR 44,055,110.00 by con­ver­ting retai­ned ear­nings into share capi­tal. For this pur­po­se, the Exe­cu­ti­ve Board allo­ca­ted the cor­re­spon­ding amount from the net inco­me for the year to retai­ned ear­nings when pre­pa­ring the annu­al finan­cial state­ments. The capi­tal increase is to be car­ri­ed out by issuing 4,005,010 new regis­tered no-par value shares with a notio­nal share in the capi­tal stock of EUR 1.00 per share, so that one new share will be issued for every ten old shares (so-cal­led bonus shares). The new shares are to car­ry divi­dend rights from Janu­ary 1, 2023.

The agen­da for the 2023 Annu­al Gene­ral Mee­ting with the manage­men­t’s pro­po­sed reso­lu­ti­ons is expec­ted to be published in the Ger­man Fede­ral Gazet­te on April 3, 2023.

Dis­clai­mer:

This publi­ca­ti­on does not con­sti­tu­te an offer. In par­ti­cu­lar, it does not con­sti­tu­te a public offer to sell or an offer or a soli­ci­ta­ti­on of an offer to purcha­se or sub­scri­be for any bonds, shares or other secu­ri­ties.

The­re is no public offer of the secu­ri­ties men­tio­ned in this publi­ca­ti­on, neither in the Fede­ral Repu­blic of Ger­ma­ny nor in other juris­dic­tions. In par­ti­cu­lar, the­re is neither a public offer nor an invi­ta­ti­on to sub­mit an offer to purcha­se secu­ri­ties in the United Sta­tes of Ame­ri­ca, Japan, Cana­da, New Zea­land or Aus­tra­lia.

No secu­ri­ties pro­s­pec­tus will be pre­pared in con­nec­tion with the issue of the secu­ri­ties refer­red to in this publi­ca­ti­on. The secu­ri­ties may the­r­e­fo­re not be offe­red to the public or other­wi­se in a man­ner in the Fede­ral Repu­blic of Ger­ma­ny or abroad that would give rise to an obli­ga­ti­on to prepa­re a secu­ri­ties pro­s­pec­tus or com­pa­ra­ble offe­ring docu­ment.

The secu­ri­ties men­tio­ned in this publi­ca­ti­on have not been and will not be regis­tered under the United Sta­tes Secu­ri­ties Act of 1933 (the Secu­ri­ties Act”) or the secu­ri­ties laws of any sta­te of the United Sta­tes of Ame­ri­ca and may not be admit­ted to tra­ding in or into the United Sta­tes of Ame­ri­ca or into or on behalf of or for the account or bene­fit of a U.S. per­son or enti­ty. The secu­ri­ties may not be offe­red, sold, pled­ged, trans­fer­red or deli­ver­ed (direct­ly or indi­rect­ly) to, or for the account or bene­fit of, any per­son (as such term is defi­ned in Regu­la­ti­on S under the Secu­ri­ties Act) absent regis­tra­ti­on or an exemp­ti­on from, or pur­su­ant to an exemp­ti­on from, the regis­tra­ti­on requi­re­ments of the Secu­ri­ties Act or a tran­sac­tion not sub­ject to the regis­tra­ti­on requi­re­ments of the Secu­ri­ties Act and in any event in accordance with the secu­ri­ties laws of any sta­te of the United Sta­tes.

This publi­ca­ti­on may con­tain future-ori­en­ted state­ments. Future-ori­en­ted state­ments are all state­ments that do not refer to his­to­ri­cal facts or events. This appli­es in par­ti­cu­lar to state­ments about the inten­ti­ons, beliefs or cur­rent expec­ta­ti­ons of the com­pa­ny with respect to its future finan­cial per­for­mance, plans, liqui­di­ty, pro­s­pects, growth, stra­tegy and pro­fi­ta­bi­li­ty as well as the eco­no­mic envi­ron­ment in which the com­pa­ny ope­ra­tes. The future-ori­en­ted state­ments are based on cur­rent esti­ma­tes and assump­ti­ons made by the com­pa­ny to the best of its know­ledge. Howe­ver, such for­ward-loo­king state­ments are sub­ject to risks and uncer­tain­ties becau­se they rela­te to future events and are based on assump­ti­ons that may not occur in the future. The com­pa­ny is not obli­ged to update or modi­fy the future-ori­en­ted state­ments con­tai­ned in this publi­ca­ti­on to reflect events or cir­cum­s­tances occur­ring after the date of this publi­ca­ti­on, unless they con­tain insi­de infor­ma­ti­on sub­ject to publi­ca­ti­on requi­re­ments.